In my last column, I explained how to manage performance at the big picture level. That is, how organizations can achieve their overall goals. This column is going to focus on how to manage the performance of individual employees.
To me, employee performance is a function of
five primary components: 1) the way you select, train, develop and treat your
workers; 2) the tools (computers, software, manuals, physical plant, information,
etc.) you provide them; 3) the expectations you set and the manner in which you
give them feedback; 4) their performance; and 5) the degree to which there are
reliable consequences for every level of performance. Let’s look at each component in a bit more
detail.
The Way You
Select, Train and Develop Your Workers
The higher the quality of the employees you
select, the better the performance you will get and the fewer the problems you
will experience. It’s that simple. Accordingly, it is extremely important that
you spend sufficient time and energy finding the right people. Remember, it is
better to make no selection than to select an applicant who becomes a poor
employee.
Training and developing your employees starts
on the day they begin work for you. Make sure you have an effective on-boarding
program that sets the right tone and imparts the right values to your newest
workers. From there, train your employees so they develop the right skill sets,
have the right attitude and know they have the opportunity to grow.
Finally treat your employees well. That sounds
simple enough but remember the number one reason most people leave their
organization is because they have a poor relationship with their supervisor.
The Tools You
Provide Them
Organizations that provide employees with
effective tools have a huge advantage because they make it much easier for the
employees to do their jobs better and meet expectations. On the other hand,
agencies that have inferior or outdated computer systems/software, poor or
non-existent work manuals and provide less than optimal information to their
workforce, place the employees at a great disadvantage, make it more difficult
for them to meet expectations and contribute to an overall feeling of
frustration, resentment and cynicism.
Another tool, often overlooked is the physical
plant. Most government physical plants are rather nondescript, and in my
opinion do not contribute to excellent performance. Now imagine providing your
employees with a work environment that is effective and efficient, honors the
mission and the agency’s history, celebrates the good work of the employees but
also helps to hold them accountable, shares information in a logical and
strategic fashion and positively shapes the outside world’s view of the work
you do, always with the goal of improving performance. Wouldn’t that provide
you with a big advantage? Such an approach is known as visual management. For
more information on the concept, see the following article that was featured in
Government Executive Magazine.
The Expectations
You Set and the Feedback You Give
One of the most important parts of managing
individual performance is setting expectations and then providing feedback.
After all, if people don’t know what is expected of them and/or don’t know how
they are doing, it will be virtually impossible for them to deliver what
management is looking for.
That is why it is vitally important to provide
written performance standards at the beginning of the rating period, so
the employees will clearly focus on your goals from the get go. By the same
token, it is essential you provide them with periodic feedback throughout the
period (at least on a quarterly, if not a monthly basis), so they know how they
are doing and can reliably predict their appraisal and any possible rewards/actions.
Feedback should be open and frank; and where possible, be supplemented with a
written report card. Remember, the more employees can see actions coming,
regardless of whether they are good, neutral or bad, the less pushback you will
receive from them.
Their Performance
Once you have provided your employees with the
training and tools needed to succeed and let them know what is expected, it is
time for them to perform. Management needs to carefully track their
performance, provide clear feedback as stated above, and take appropriate
action to intervene when problems occur.
The more employees see that performance is
important, and they cannot simply do whatever they want, whenever they want to,
the more you will develop a culture where performance is valued and where
everyone will strive to do the best job possible.
Reliable
Consequences
If you want your performance
appraisal system to work properly there must be reliable consequences for every
level of performance. By this I mean the top performers must be reliably
rewarded and promoted when appropriate, average employees should retain their
jobs and receive their within-grade increases and action should be taken to
deal with poor performers, up to and including removal when it is the right
thing to do.
When employees see the system will be reliably
applied, they are much more likely to follow the system and try and give you
what you want. On the other hand, if they believe the system is being
inconsistently applied, this will cause frustration and cynicism and there will
be far less focus on achieving your organization’s goals.
Conclusion
If you successfully apply the five components
of individual performance management as described above, your employees will
undoubtedly perform at a higher level. When that happens, you organization’s
overall performance will most certainly improve.
Stewart Liff writes on human resources management issues in
government for OhMyGov. A recipient of the President's Council on
Management Improvement Award, he is the author of five books, including
the just-released Improving the Performance of Government Employees. His expertise includes employee relations, labor relations, Equal
Employment Opportunity (EEO), performance management, staffing,
training, rewards and recognition, metrics, systems design and
succession planning.